NISMExam.in

Menu

SPECIAL OFFER

NISM Series XII: Securities Market Foundation Mock Test (Set 2)

/50

NISM Series XII: Securities Market Foundation Mock Test (Set 2)

1 / 50

1. If the stock’s price is less than its book value and the price-to-book value ratio is ________ one, the stock might be considered undervalued.

2 / 50

2. __________ have an agreement with the RBI which defines their underwriting obligations.

3 / 50

3.

Bonds that can change their interest rates are called ___________ bonds, also known as variable rate bonds and adjustable rate bonds.

4 / 50

4. ________ means that the expected returns may not actually happen.

5 / 50

5.

____________ is an anonymous, electronic, screen-based, order-driven system for trading of G-secs and owned by the RBI.

6 / 50

6. The sale of FCCB to the public is handled by a __________ in the global markets.

7 / 50

7.

____________ oversee the management of the investors’ money by the investment manager.

8 / 50

8. A security represents the terms of exchange of ___________ between two parties.

9 / 50

9. Public issuance of equity shares can be classified as ___________.

10 / 50

10.

The key feature of a ___________ bond is that it doesn’t have any interim coupon payments throughout its duration.

11 / 50

11. A type of investment fund that puts money into both big and medium-sized company stocks is called ___________.

12 / 50

12. People who are chosen to oversee the asset managers are called ___________.

13 / 50

13. The individuals who work on behalf of stock exchanges are called _________.

14 / 50

14. SEBI has introduced the use of _________ as a method of payment with Application Supported by Blocked Amount (ASBA) for applications in public issues.

15 / 50

15.

In the _________, any profits earned in the investment portfolio are not distributed but instead kept within the fund.

16 / 50

16. _________ is the authority overseeing entities such as Insolvency Professional Agencies, Insolvency Professionals, and Information Utilities.

17 / 50

17.

A fund holding short-term debt securities will primarily generate income through ____________.

18 / 50

18.

All ___________ who place bids at or above the cut-off price are considered successful bidders and qualify for allotment in their respective categories.

19 / 50

19. The ___________ carries out an annual examination of the trading members’ books in each market segment.

20 / 50

20.

The collective of market participants that helps facilitate communication between investors and issuers is referred to as __________.

21 / 50

21.

__________ is the process of determining the number of shares that each investor is entitled to receive.

22 / 50

22. Settlement in a derivative contract refers to __________.

23 / 50

23.

The risk being managed with the derivative is associated with the _____________.

24 / 50

24.

The ________ Regulations, 2018 defines the main board as a recognized stock exchange with nationwide trading terminals, excluding SME exchanges.

25 / 50

25.

Securities encompass ____________.

26 / 50

26. _____________ are professionally managed investment funds.

27 / 50

27. The advantages of investing in debt securities include ____________.

28 / 50

28.

Investors who aren’t familiar with interest rate fluctuations should consider investing in dynamic __________ funds.

29 / 50

29.

A type of investment fund that primarily puts money into large-cap stocks and remains open for continuous investment is called __________.

30 / 50

30.

The __________ are also referred to as investment bankers, merchant bankers, or issue managers.

31 / 50

31.

_______ is an examination of a stock’s financial statements and related information to estimate its future potential.

32 / 50

32.

Retail investors are individual investors who invest money using their _________ account.

33 / 50

33.

Investors who need a consistent income source to supplement their earnings prefer ________ securities.

34 / 50

34.

Every clearing member must open a designated ____________ account with the clearing bank.

35 / 50

35.

___________ is a single transaction executed on a specific date and is not part of a series of transactions.

36 / 50

36.

A __________ is made by an issuer who has previously conducted an IPO and is now making an additional issue of securities to the public.

37 / 50

37. Which of the following is ranked last in terms of both profit sharing and receiving liquidation proceeds?

38 / 50

38.

Equity shares and equity funds, real estate, and gold are suitable investments for a ___________ investment objective.

39 / 50

39.

A ___________ involves the financial evaluation of such risky outcomes.

40 / 50

40.

Investors can also be known as ________.

41 / 50

41. All ____________ transactions in the stock market must be executed through registered brokers.

42 / 50

42. Suitable investment for an investor having liquidity investment objective is/are ____________.

43 / 50

43. What are the specific eligibility requirements for listing securities on the stock market?

44 / 50

44. In the derivative market, the underlying asset is the same as it is in the ___________ market.

45 / 50

45. Mutual funds offer products to investors in the form of ___________.

46 / 50

46. ____________ has codified and notified regulations that cover all activities and intermediaries in the securities markets.

47 / 50

47.

A registered banker to an issue offering the ASBA facility is known as ___________.

48 / 50

48. ___________ often pay lower brokerage as compared to retail investors.

49 / 50

49. _____________ put through the trades for buying and selling, either on their behalf or on behalf of customers.

50 / 50

50. _____________ is an open-ended scheme replicating/tracking a specific index.

Your score is

0%

Exit

Scroll to Top