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NISM Investment Adviser (Level 1) Exam Pattern
- Exam Fees
- Test Duration
- Total Questions
- Maximum Marks
- Passing Marks
- Negative Marking
NISM Investment Adviser (Level 1) Syllabus Outline
NISM Mutual
- Rs. 1500 +
- 2 Hours
- 100 Questions
- 100 marks
- 60% (60 Marks)
- – 25% of the marks assigned to the question
- Unit 1
- Unit 2
- Unit 3
- Unit 4
- Unit 5
- Unit 6
- Unit 7
- Unit 8
- Unit 9
- Unit 10
- Introduction to Currency Markets
- Foreign Exchange Derivatives
- Exchange Traded Currency Futures
- Strategies Using Currency Futures
- Trading in Currency Futures
- Clearing, Settlement and Risk Management in Currency Futures
- Exchange Traded Currency Options
- Accounting and Taxation
- Regulatory Framework for Currency Derivatives
- Codes of Conduct and Investor Protection Measures
NISM Series X-A: Investment Adviser (Level 1) Mock Test
Master the NISM Series X-A: Investment Adviser (Level 1) Certification Exam effortlessly with our comprehensive package! Gain access to 700 vital questions, including 50+ solved case studies, designed for clarity and deep understanding. Enjoy 15-days validity, 10 attempts per test, and instant online access post-payment. Subscription cost: Rs. 499 (+GST).
Explore the Exam and Question Bank particulars
NISM Series X-A: Investment Adviser (Level 1) Mock Test and NISM X-A Question Bank details
The examination establishes a baseline of common knowledge for individual investment advisers, principal officers of non-individual investment advisers, and those associated with investment advice under SEBI (Investment Advisers) Regulations, 2013. To meet regulatory requirements, individuals in these roles must pass both levels of the NISM-Series-X-A and X-B certification exams. This certification aims to elevate the standards of investment advisory and related services within the financial services industry.
Examination Objectives
Upon successful completion of the examination, candidates should:
- Demonstrate knowledge in the fundamentals of personal financial planning, time value of money, assessing clients’ financial positions, debt management, and loans.
- Gain an understanding of the Indian Financial Markets and various segments of the Indian Securities market.
- Acquire orientation to different types of investment products, including equity, debt, derivatives, and managed portfolios such as mutual funds, portfolio management services, and alternative investment funds.
- Possess knowledge about portfolio construction, performance monitoring, and evaluation.
- Develop an understanding of the operational aspects of investment management, key regulations, ethical considerations for investment advisers, and the grievance redress system.
Assessment Structure
The examination consists of 90 multiple choice questions and 9 caselets/case-based questions. The assessment structure is as follows:
| Multiple Choice Questions [90 questions of 1 mark each] | 90*1 = 90 |
|---|---|
|
9 Case-based Questions
[6 cases (each case with 5 questions of 1 mark
each)]
[3 cases (with 5 questions of 2 marks each] |
6*5*1 = 30 marks
3*5*2= 30 marks |
|
Total |
150 Marks
|
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