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NISM Depository Operations Exam Pattern
- Exam Fees
- Test Duration
- Total Questions
- Maximum Marks
- Passing Marks
- Negative Marking
NISM Depository Operations Syllabus Outline
NISM Mutual
- Rs. 1500 +
- 2 Hours
- 100 Questions
- 100 marks
- 60% (60 Marks)
- – 25% of the marks assigned to the question
- Unit 1
- Unit 2
- Unit 3
- Unit 4
- Unit 5
- Unit 6
- Unit 7
- Unit 8
- Unit 9
- Unit 10
- Unit 11
- Unit 12
- Unit 13
- Unit 14
- Introduction to the Capital Market
- Introduction to Depository
- Depository and its Business Partners
- Functions of Depository Participant - Account Opening
- Functions of Depository Participant - Transmission and Nomination
- Functions of Depository Participant - Dematerialization
- Functions of Depository Participant - Trading and Settlemen
- Pledge and Hypothecation
- Corporate Action
- Public Issues
- Debt Instruments and Government Securities
- Foreign Portfolio Investor
- Rajiv Gandhi Equity Saving Schemes
- Basic Services Demat Account (BSDA)
NISM Series VI: Depository Operations Cert. Mock Test
Master the NISM Series VI: Depository Operations Cert. Exam effortlessly with our comprehensive package! Gain access to 500+ vital questions, including short notes and video lectures designed for clarity and deep understanding. Enjoy 15-days validity, 10 attempts per test, and instant online access post-payment. Subscription cost: Rs. 499 (+GST).
Explore the Exam and Question Bank particulars
NISM Series VI: Depository Operations Cert. Mock Test & NISM Series VI Question Bank details
The NISM Series VI aims to establish a standardized minimum knowledge benchmark for individuals associated with or employed by a registered depository participant. This includes those involved in: (a) Client interaction and dealing, (b) Handling securities of clients, (c) Addressing investor grievances, (d) Internal control or risk management, (e) Activities impacting operational risk, and (f) Maintenance of books and records related to the specified activities.
The certification seeks to elevate the quality of services provided by Depository Participants.
Examination Objective
Upon successful completion of the examination, candidates should:
- Possess knowledge of the basics of the Indian securities market and the depository system, including the necessity for a depository and key features of the depository system in India.
- Demonstrate understanding of the institutional structure of the depository system in India and the business partners associated with a depository.
- Understand the regulatory framework governing the functioning of depositories and their Depository Participants (DPs), including eligibility criteria, registration procedures, rights, and obligations.
- Acquire knowledge of the various functions performed by the Depository and its Depository Participants (DPs), encompassing dematerialization, trading and settlement, pledging, and hypothecation.
- Comprehend the process of opening a demat account, the necessary documents for account opening, and the significance of a Power of Attorney (POA).
Assessment Structure
The NISM Series VI exam comprises 100 questions, each carrying 1 mark, and candidates are given 2 hours for completion. To pass the examination, candidates must achieve a minimum score of 60%. Negative marking is applied at a rate of 25% of the marks assigned to each question.
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