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NISM RTA Corporate Exam Pattern
- Exam Fees
- Test Duration
- Total Questions
- Maximum Marks
- Passing Marks
- Negative Marking
NISM RTA Corporate Exam Syllabus Outline
NISM Mutual
- Rs. 1500 +
- 2 Hours
- 100 Questions
- 100 marks
- 50% (50 Marks)
- – 25% of the marks assigned to the question
- Unit 1
- Unit 2
- Unit 3
- Unit 4
- Unit 5
- Unit 6
- Unit 7
- Unit 8
- Unit 9
- Unit 10
- Unit 11
- Unit 12
- Unit 13
- Introduction to Securities
- Characteristics of Equities
- Characteristics of Other Securities
- Characteristics of Debt Instruments
- Basics of Mutual Funds
- SEBI’s Role and Relevant Regulations
- Public Offer of Securities -Features
- Private Placement of Shares
- Public Offer of Securities -Processes
- Depository Services
- Process related to Depositories
- Investor Servicing Processes
- Role of stock exchanges and other participants in the secondary market
NISM Series-II-A: Registrars to an Issue and Share Transfer Agents (Corp) Cert.
Master the NISM Series II A: Registrars to an Issue and Share Transfer Agents (Corp) Certification Exam effortlessly with our comprehensive package! Access our study material and a free demo test designed to assist you in achieving a solid grasp of the content. Enjoy the convenience of downloading the NISM Official Workbook.
Explore the Exam and Question Bank particulars
NISM Series II: A: Registrars and Transfer Agents (Corporate) Certification and NISM II A Question Bank details
The NISM Series II A – Registrars to an Issue & Share Transfer Agents (Corporate) examination aims to establish a standardized knowledge benchmark for individuals employed in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations.
Examination Objectives
The examination objectives for the NISM Series II A – Registrars to an Issue and Share Transfer Agents (Corporate) exam include:
Understanding the regulatory framework: Comprehending the legal and regulatory requirements governing the operations of Registrars to an Issue and Share Transfer Agents (R&T agents) in the corporate sector.
Knowledge of operational processes: Acquiring proficiency in the operational procedures involved in issue management, share transfer services, and related activities within the corporate sector.
Familiarity with investor services: Understanding the various services provided to investors, including handling queries, complaints, and other investor-related activities efficiently.
Compliance and governance: Ensuring adherence to compliance standards and governance principles relevant to the functioning of Registrars to an Issue and Share Transfer Agents (R&T agents) in the corporate domain.
Risk management: Identifying and mitigating risks associated with the operations of Registrars to an Issue and Share Transfer Agents (R&T agents) to ensure smooth functioning and safeguarding of investor interests.
Assessment Structure
The NISM Series II A: Registrars and Transfer Agents (Corporate) Certification (NISM Series II A: RTA Examination) will have a total of 100 marks, with 100 questions, each carrying a weight of 1 mark. Candidates are allotted 2 hours to complete the exam. Negative marking of 25% of the marks assigned to each question will be applied for incorrect answers. The passing score for the examination is set at 50%.
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